CAN MY COMPANY LEGALLY OFFER AND SELL SECURITIES
WITHOUT REGISTERING WITH THE SEC?

 

Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption from registration.

Here are the exemptions from registration that are most frequently used.

 

     
 Reg. D, Rule 504  Reg. D, Rule 506(b)  Reg. D, Rule 506(c)
Regulation Crowdfunding Regulation A Intrastate Offerings

 

SEC Compliant Documents

Whether your business is a corporation, an LLC, a hedge fund, private equity fund or real estate fund, we have the SEC compliant documents you need for your exempt offering.

Our SEC compliant documents are available in Microsoft Word and Microsoft Excel, are easy to use, easy to edit and feature Mail Merge to save you time in preparing your offering documents.

The SEC is becoming more vigilant of unregistered offerings. It’s important that you understand and comply with the SEC’s rules, information, filing and document requirements for your exempt offering.

 

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 Our SEC compliant documents and other services are not a substitute for the advice of legal counsel.