MAY MY COMPANY LEGALLY OFFER AND SELL SECURITIES
WITHOUT REGISTERING THEM WITH THE SEC?

 

Under the Securities Act of 1933, any offer to sell securities must either be registered with the SEC or meet an exemption from registration.

Here are the exemptions from registration that are most frequently used.

 

     
 Reg. D, Rule 504  Reg. D, Rule 506(b)  Reg. D, Rule 506(c)
Regulation Crowdfunding Regulation A Intrastate Offerings

 

WHATEVER YOUR BUSINESS MODEL (CORPORATION, LLC, HEDGE FUND, REAL ESTATE FUND OR PRIVATE EQUITY FUND) WE HAVE THE SEC COMPLIANT DOCUMENTS YOU NEED FOR YOUR EXEMPT OFFERING OF SECURITIES AND CAPITAL RAISE.

 

 

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 Our SEC compliant documents and other services are not a substitute for the advice of legal counsel.